Search for: "David Konze" Results 1 - 1 of 1
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State Securities, Inc   Global… [read post]